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Self-regulatory organization
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#	Item
631	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 11, 2003 Self-Regulatory Organizations; Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Bo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-20 16:49:30 United States securities law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Money laundering Securities Exchange Act Bank Secrecy Act Patriot Act Self-regulatory organization Terrorism financing Financial regulation Law Business
632	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-30 15:58:09 Finance Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization Securities regulation in the United States U.S. Securities and Exchange Commission Broker-dealer Selling away Trade Reporting And Compliance Engine United States securities law Financial economics Financial system
633	Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. Repealing Exchange Rule 500 and Amending Section 806 of the Listed Company Manual Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-27 15:38:35 73rd United States Congress Securities Exchange Act United States National Environmental Policy Act New York Stock Exchange Environmental impact statement Self-regulatory organization U.S. Securities and Exchange Commission Law Impact assessment United States Securities and Exchange Commission United States securities law
634	SR-EDGA[removed]Exhibit 5A Proposed new language is underlined; proposed deletions are marked by [brackets]. Rules of EDGA Exchange, Inc. Rule 2.5. Restrictions Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-13 06:28:54 Securities Exchange Act Self-regulatory organization Financial Industry Regulatory Authority Securities regulation in the United States Financial system Financial regulation Financial economics World Group Securities United States securities law 73rd United States Congress United States Securities and Exchange Commission
635	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-08 12:58:24 Financial regulation Securities Exchange Act Self-regulatory organization Financial system U.S. Securities and Exchange Commission New York Stock Exchange NYSE Euronext Elisse B. Walter United States securities law Financial Industry Regulatory Authority Economy of the United States
636	Microsoft Word - Notice _13_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-22 12:19:31 Financial system Securities Exchange Act Self-regulatory organization Business U.S. Securities and Exchange Commission Selling away United States securities law Financial Industry Regulatory Authority Financial regulation
637	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-26 15:31:37 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Self-regulatory organization Broker-dealer Selling away Registered Investment Advisor United States securities law Financial economics Financial system
638	SECURTITES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-17 11:29:11 Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial system Economy of the United States Securities regulation in the United States Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
639	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-26 11:23:55 Financial economics Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Security Selling away United States securities law Business Financial system
640	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-05 16:01:18 Financial regulation Business Arbitral tribunal Arbitration U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Arbitration in the United States Selling away United States securities law Financial Industry Regulatory Authority Law

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